DIRECTIVE
NUMBER: CPL 2-0.120 |
EFFECTIVE DATE:
September 25, 1998 |
SUBJECT: Inspection
Procedures for the Respiratory Protection Standard |
ABSTRACT
Purpose: |
This instruction establishes agency interpretations and enforcement
policies, and provides instructions to ensure uniform enforcement of the Respiratory
Protection Standard, 29 CFR 1910.134 |
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Scope: |
This instruction applies OSHA-wide |
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References: |
OSHA Instruction, CPL 2.103, Field Inspection Reference Manual.
OSHA Instruction CPL 2.111, Citation Policy for Paperwork and
Written Program Violations
29 CFR 1910.134, Respiratory Protection Standard.
NIOSH Respirator Certification Requirements 42 CFR 84 and 30
CFR 11. |
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Cancellations: |
None |
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State Impact: |
See Paragraph V. |
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Action Offices: |
National, Regional and Area Offices |
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Originating Office: |
Directorate of Compliance Programs |
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Contact: |
Office of Health Compliance Assistance (202) 219-8036
200 Constitution Avenue, NW, Room N-3467
Washington, DC 20210 |
By and Under the Authority of
Charles Jeffress
Assistant Secretary
TABLE OF CONTENTS
ABSTRACT
TABLE OF CONTENTS
- Purpose
- Scope
- References
- Action
- Federal Program Change
- Background
- Inspection Guidelines for the Standard on Respiratory Protection,
29 CFR 1910.134.
- Scope and Application
- Permissible Practice - 1910.134(a)(1) and (a)(2)
- Definitions-1910.134(b)
- Respiratory Protection Program-1910.134(c)(1)
- Selection of Respirators and Hazard Evaluation-1910.134(d)
- Medical Evaluation - 1910.134(e)
- Fit Testing-1910.134(f)
- Use of Respirators
- Maintenance and Care of Respirators - 1910.134 (h)(1)
- Breathing Air Quality and Use 1910.134 (i)
- Identification of Filters, Cartridges, and Canisters 1910.134 (j)
- Training and Information 1910.134 (k)
- Program Evaluation 1910.134(l)
- Recordkeeping - 1910.134(m)
- Dates 1910.134 (n)
- Appendices
- Interface with Other Standards
- Classification and Grouping of Violations.
- Authorization to Review Limited Medical Information.
- Training for OSHA Personnel.
- Medical Examinations for OSHA Personnel
- Protection of OSHA Personnel
APPENDIX A.
INDEX
- Purpose. This instruction establishes agency
interpretations and enforcement policies, and provides instructions to ensure uniform
enforcement of the Respiratory Protection Standard, 29 CFR 1910.134.
- Scope. This instruction applies OSHA-wide.
- References
- OSHA Instruction, CPL 2.103, Field Inspection Reference Manual, September 26, 1994.
- OSHA Instruction CPL 2.100, Inspection Procedures for the Permit Required Confined Space
Standard, May 5, 1995.
- OSHA Instruction CPL 2.111, Citation Policy for Paperwork and Written Program
Violations, November 27, 1995.
- OSHA Instruction, CPL 2-2.30, Authorization of Review of Medical Opinions, November 14,
1980.
- OSHA Instruction, CPL 2-2.32, Authorization of Review of Specific Medical Information,
January 19, 1981.
- OSHA Instruction, CPL 2-2.33, Rules of Agency Practice and Procedure Concerning OSHA
Access to Employee Medical Records-Procedures Governing Enforcement Activities, February
8, 1982.
- OSHA Instruction, CPL 2-2.46, Authorization and Procedures for Reviewing Medical
Records, January 5, 1989.
- OSHA Instruction CPL 2-2.59A, Inspection Procedures for the Hazardous Waste Operations
and Emergency Response Standard, April 24, 1998.
- OSHA Instruction, PER 8-2.4, CSHO Pre-Employment Medical Examinations, March 31, 1989.
- OSHA Instruction, PER 8-2.5, CSHO Medical Examinations, March 31, 1989.
- 29 CFR 1910.134, Respiratory Protection Standard.
- NIOSH Respirator Certification Requirements 42 CFR 84 and 30 CFR 11.
- 1992 American National Standards Institute (ANSI) Z88.2 Respirator Standard.
- Action. OSHA Regional Administrators and Area Directors
shall use the guidelines in this instruction to ensure uniform enforcement of the
Respiratory Protection Standard, 29 CFR 1910.134.
- Federal Program Change. This instruction describes a
Federal Program Change for which State adoption is not required. NOTE: In order to
effectively enforce safety and health standards, guidance to compliance staff is
necessary. Therefore, although adoption of this instruction is not required, States are
expected to have standards, enforcement policies and procedures which are at least as
effective as those of Federal OSHA.
- Background. In 1971, OSHA adopted the ANSI standard
Z88.2-1969, "Practices for Respiratory Protection," as well as ANSI Standard
K13.1-1969, "Identification of Gas Mask Canisters" as its standard for
respiratory protection. In April of 1971, OSHA promulgated 29 CFR 1926.103, the initial
respiratory protection standard for the construction industry. On February 9, 1979, OSHA
announced that 29 CFR 1910.134 would be formally recognized as also being applicable to
the construction industry (44 FR 8577).
On November 15, 1994, OSHA issued a Notice of Proposed Rulemaking to revise 29 CFR
1910.134. Public hearings were held in 1995, and the Final Rule was published in the Federal
Register on January 8, 1998. The new standard updates the previous standard and
incorporates new technology and current scientific knowledge regarding respiratory
protection. Application of the requirements of the new standard in affected workplaces
will promote more effective use of respirators and provide greater compliance flexibility.
Language in the new standard has been developed to make some requirements in the previous
standard more understandable. On April 23, 1998, corrections to the regulatory text were
published in the Federal Register.
The new respiratory protection standard also makes the respiratory protection
provisions of other health standards consistent with each other and with the final rule.
This will make these provisions easier to administer.
The prior Respirator Standard, 1910.134, remains in effect until October 5, 1998, the
date when employers must be in compliance with the new standard. On October 5, the prior
1910.134 will be retained, but re-designated as 1910.139. It will apply only to
respiratory protection against M. tuberculosis (TB) until OSHA has
promulgated the final standard for Occupational Exposure to Tuberculosis.
- Inspection Guidelines for the Standard on Respiratory
Protection, 29 CFR 1910.134. These guidelines relate to specific provisions
of 29 CFR 1910.134 and are provided to assist compliance officers with conducting
inspections where the standard may apply. Any subparagraphs of the standard not discussed
in this Directive, should be enforced according to their terms.
- Scope and Application
- This new standard applies to all respirator usage in General Industry, Shipyards, Marine
Terminals, Longshoring and Construction workplaces. It does not apply to agricultural
operations or to occupational exposure to M. tuberculosis.
Respiratory protection against tuberculosis will continue to be enforced under the old
1910.134, which has been redesignated 1910.139.
- The standard covers respirator use where respirators are being worn to protect employees
from exposure to air contaminants above an exposure limit or are otherwise necessary to
protect employee health, where respirators are otherwise required to be worn by the
employer, and where respirators are voluntarily worn by employees for comfort or other
reasons.
- Permissible Practice - 1910.134(a)(1) and (a)(2): Section 134 (a)(1)
restates OSHA's longstanding policy that engineering and work practice controls should be
the primary means used to reduce employee exposure to toxic chemicals, and that
respirators should only be used if engineering or work practice controls are infeasible or
while they are being implemented. This preference for engineering and work practice
controls is stated in a number of OSHA's substance specific standards (for example, the
asbestos standard) and in the standards (29 CFR 1910.1000 and, for construction work, 29
CFR 1926.55) establishing permissible exposure limits for a number of harmful air
contaminants. Feasible engineering, administrative or work practice controls must be
instituted even though they may not be sufficient to reduce exposure to or below the
permissible exposure limit (PEL). They must be used in conjunction with respirators
whenever exposures exceed permitted levels.
- Inspection Guidelines. The compliance officer should determine what engineering
controls are in place and what work practices have been instituted to effectively reduce
exposure. If controls are in place, but sampling results indicate these controls have not
reduced air contaminant levels to the extent necessary to protect the health of the
employee, then the CSHO should determine if the appropriate respirators are being provided
and properly used. Even if the employer has not instituted the required engineering
controls, failure to provide respirators to protect employees health is citable under
1910.134.
- Citation Guidelines: In cases where an overexposure to an OSHA Permissible
Exposure Limit (PEL), (either an 8-hour time-weighted-average , Ceiling Value, Short Term
Exposure Limit or Acceptable Maximum Peak) is exceeded, the following principles apply:
- Violations for Exceeding an Exposure Limit. Where a PEL is
exceeded for a substance listed in Table Z of 1910.1000 or Appendix A of 1926.55, the
appropriate paragraph 1910.1000(a) thru (d), or 1926.55(a), should be cited. For
substance-specific standards, the appropriate paragraph for exceeding the PEL should be
cited.
Exposures to levels of air contaminants which exceed ACGIH Threshold Limit Values
(TLVs) or NIOSH recommended exposure limits (RELs), but which have no OSHA PEL, and which
are considered to be serious exposure hazards, should be considered for violations of
Section 5(a)(1) of the Act. Guidelines on citing Section 5(a)(1) can be found in the Field
Inspection Reference Manual (CPL 2.103 Chapter III).
Section 5(a)(1) shall not normally be used to impose a stricter requirement than that
required by the standard. For example, if the standard provides for a permissible exposure
limit (PEL) of 5 ppm, even if data establishes that a 3 ppm level is a recognized hazard,
Section 5(a)(1) shall not be cited to require that the 3 ppm level be achieved unless the
limits are based on different health effects. If the standard has only a time-weighted
average permissible exposure level and the hazard involves exposure above a recognized
ceiling level, the Area Director shall consult with the Regional Solicitor.
NOTE: An exception to this rule may apply if it can be documented that "an
employer knows a particular safety or health standard is inadequate to protect his workers
against the specific hazard it is intended to address." Such cases shall be subject
to pre-citation review.
Section 5(a)(1) violations of the Act should be cited so as to cover all aspects of a
serious hazard for which no standard exists. Related violations of the respirator or other
standards should be grouped with any Section 5(a)(1) violations.
- Engineering and Administrative Controls. An employer's
failure to implement feasible engineering or work practice controls should be cited under
an applicable provision of a substance-specific standard (for example, section
1910.1000(f) of the general industry asbestos standard) or, for those substances listed in
1910.1000 or 1926.55, under 1910.1000(e) or 1926.55(b). The requirement to implement
feasible engineering and administrative controls is in several substance-specific
standards (for example, section 1910.1001(f) of the asbestos standard). These violations
should normally be grouped with the overexposure. Section 1910.134 (a)(1) should not be
cited along with 1910.1000(e) or 1926.55(b). Section 1910.134(a)(1) should not be cited
when an employer fails to use engineering or work practice controls to reduce exposures to
chemicals for which OSHA has not established permissible exposure limits. In appropriate
circumstances, an employer's failure to use feasible engineering or work practice controls
when there is no OSHA PEL may be citable under 5(a)(1) of the Act.
- The Requirement to Provide Respirators. Whether or not an
employer has instituted required engineering or work practice controls, the employer's
failure to provide respirators when employees are exposed to hazardous levels of air
contaminants is citable under 1910.134. The requirement to provide respirators is found in
several substance-specific standards (for example, 1910.1025(e) and (f) of the general
industry lead standard). In cases involving those standards, where respirators have not
been provided, the section of the substance-specific standard requiring respirators should
be cited. If the substance is listed only in Table Z, the violation for not providing a
respirator should be cited 1910.134(a)(2). These violations also would normally be grouped
with the overexposure.
The employer must provide the right type of respirator for the substance and level of
exposure involved. If the employer provided the wrong kind of respirator, a citation
should be issued under paragraph (d) for not providing an appropriate respirator,
unless a substance specific standard is applicable.
- The Requirement to Ensure the Use of Respirators. Where
respirators are needed to protect the health of the employees, employers must not only
provide respirators but ensure that employees use them. In cases involving
substance-specific standards, the section of the standard requiring respirator use should
be cited when employers have not ensured respirator use. If the substance is only listed
in Table Z (1910.1000) or Appendix A (1926.55), citations for not ensuring respirator use
should be cited under 1910.1000(e) or 1926.55(b). For substances not listed in 1910.1000,
1926.55, or substance-specific standards, 1910.134(a)(1) should be cited when the employer
fails to ensure respirator use.
- The Requirement to Have a Program. Paragraph (a)(2)
requires the employer to establish and maintain a respiratory protection program that
includes the requirements in 1910.134(c) whenever respirators are required to protect the
health of the employee. The program must be in writing and contain all of the elements
specified in 1910.134(c). If the employer has no program at all (i.e., no elements of a
respirator program in place), a citation for violation of .134 (a)(2) should be issued. If
respirators are used or other respirator violations are found, and there is no written
program, then those violations and .134(c)(1) should be cited. If an employer has a
written program, but an element required by .134(c) is omitted, then the subsection of
.134(c) that requires the missing element should be cited.
The specific actions that the employer must take are in 1910.134(d)-(m). If the
employer's written program has all of the required elements, but the employer has not
taken one of the actions required in .134(d)-(m), cite the applicable paragraph in
.134(d)-(m). If no written program exists, but all other provisions of the standard have
been met, a violation for lack of a written program would normally not be cited. CPL
2.111, Citation Policy for Paperwork and Written Programs, should be reviewed for guidance
before citing the written program.
- Definitions-1910.134(b): The revised standard now contains definitions in
paragraph (b) that provide a clearer understanding of specific terminology used in the
standard and how these terms are applied to respirators and their use. Some definitions in
the proposal were not included in the final standard, and some new definitions were added.
- "Adequate warning properties" was not included in the final standard
because the two major warning properties, odor and irritation, are unreliable or otherwise
inappropriate to be used as primary indicators of sorbent exhaustion.
- "Assigned Protection Factor" has not yet been included in the standard.
OSHA is conducting further rulemaking on this issue, and will eventually add the APFs to
the final standard. In the interim, OSHA will continue to refer to NIOSH APFs except in
cases where APFs have been published in substance-specific standards or are addressed by
OSHA in separate letters of interpretation. Employers must rely on the best available
information when selecting the appropriate respirator.
- "Filtering facepiece" (dust mask) means a negative pressure particulate
respirator with a filter as an integral part of the facepiece or with the entire facepiece
composed of the filtering medium. Whenever a filtering facepiece is used to meet the
requirements of the standard, it must be NIOSH approved.
- A "HEPA filter"(High Efficiency Particulate Air) is a filter that is
99.97% efficient in removing monodispersed particles of 0.3 micrometers in diameter. NIOSH
no longer uses this term in its new respirator certification standard (42 CFR 84).
However, OSHA has retained this definition because it is used in many of the existing
substance-specific standards. When HEPA filters are required by an OSHA standard, N100,
R100, and P100 filters can be used to replace them.
Note: NIOSH Respirator Certification Requirements, 30 CFR 11 (Part 11) were
replaced by 42 CFR 84 (Part 84) on July 10, 1995. Only certifications of non-powered,
air-purifying, particulate-filter respirators were affected by this change. The remaining
portions of Part 11 were incorporated into Part 84 without change. Part 84 permitted the
manufacture and sale of non-powered-particulate respirators certified under Part 11 until
July 10, 1998.
Distributors who have purchased these respirators will be able to sell them until their
inventories are depleted. Employers may continue to purchase available products and will
be permitted to use them until their inventories are depleted, or until the shelf or
service life for the product expires. However, Dust/Mist and Dust/Mist/Fume Filters may
only be used for particulates with mass median aerodynamic diameters (MMAD) of least 2
micrometers, in accordance with paragraph (d)(3)(iv)(C). Welding fumes and silica flour
may be examples of dust particulates that are less than 2 micrometers. If the MMAD cannot
be determined, a HEPA filter, or a filter certified by NIOSH under 42 CFR 84 (N95 or
higher) must be selected.
- Respiratory Protection Program-1910.134(c)(1): A written respiratory
protection program is required when necessary to protect the health of the employee from
workplace contaminants or when the employer requires the use of respirators. A limited
written program is also required when respirators (other than filtering facepieces) are
being voluntarily worn by employees. The program must include workplace specific
procedures and contain all applicable program elements. Where respirators are required,
respirators (and their associated requirements such as fit-testing and maintenance),
training and medical evaluations must be provided at no cost to the employee. It is the
intent of the standard that the employer would not be required to incur any costs
associated with voluntary use of filtering facepieces other than providing a copy of
Appendix D to each user. If employers allow the voluntary use of respirators other than
filtering facepieces, the costs associated with ensuring the respirator itself does not
create a hazard, such as medical evaluations and maintenance must be provided at no cost
to the employee.
- Inspection Guidelines. During inspections of workplaces where respirators are
used, the CSHO is to evaluate the respiratory program and determine if the employer's
written program is adequate and complete for that particular site.
The program must be tailored to cover the specific work operations and practices in the
workplace. The provisions listed in paragraph (c)(1)(i) thru (ix) of the standard must be
included in the written program unless it is determined they are not applicable.
These provisions are to be considered when evaluating a written program:
- (i) procedures for selecting respirators
- (ii) medical evaluations for users,
- (iii) fit-testing procedures for tight-fitting respirators,
- (iv) procedures for proper use during routine and emergency situations,
- (v) procedures for cleaning, storing, disinfecting, etc.,
- (vi) procedures to ensure adequate air quality and flow for atmosphere-supplying
respirators
- (vii) training on respiratory hazards,
- (viii) training on proper use, donning and removing the respiratoretc.,
- (ix) procedures for regularly evaluating the effectiveness of the program.
Compliance with the program should be verified during the walkaround by personal
observation and employee interviews.
- Citation Guidelines. If respirators are required to be worn in the workplace or
respirators other than dust masks are worn by voluntary users, a written program is
required. An overexposure is not required to cite this paragraph. If the CSHO determines
that specific provisions are lacking or deficient in the written program, the CSHO should
cite section (c)(1) with the specific element(s) that are missing. Discrepancies between
the written program and implemented work practices at the worksite should be cited by the
appropriate paragraph in the standard that requires the work practice. If overexposures
are found and no program at all exists, paragraph (a)(2) should be cited.
- (c)(2) Voluntary Use: Normally, respirators that are voluntarily used by
employees will be filtering facepieces (dust masks). NIOSH-approved respirators are
strongly recommended, but they are not required for voluntary use. This voluntary use of
dust masks alone does not require the employer to have a written program. For filtering
facepiece respirator use, the employer needs only ensure that dust masks are not dirty or
contaminated, that their use does not interfere with the employee's ability to work
safely, and that a copy of Appendix D is provided to each voluntary wearer. Merely posting
Appendix D is not considered adequate.
Use of elastomeric or supplied-air respirators, even when voluntary on the part of the
employee, will require the employer to include all elements in a written program that will
ensure use of these respirators does not create a hazard.
- Inspection Guidelines Even though employees may be voluntarily using respirators,
adverse health conditions can be caused by the wearing of a respirator itself. Examples
include, but are not limited to;
- (1) an employee's health being jeopardized by the wearing of a respirator (e.g.,
employee has a cardiac and/or pulmonary disorder that could be aggravated by respirator
use),
- (2) the wearing of a dirty respirator that can cause dermatitis or ingestion of a
hazardous chemical;
- (3) the sharing of a respirator that leads to transmittal of disease.
- Citation Guidelines Maintenance (h) and medical evaluation (e) violations should
be considered for all situations where employees have elected to use a respirator, other
than a dust mask, for personal comfort. If overexposures are found, then all other
applicable subparagraphs should be cited.
- (c)(3) Program Administrator: A "respiratory protection program
administrator" is required to oversee and evaluate the respirator program. This
individual must be suitably trained and have the appropriate accountability and
responsibility to manage the full respiratory protection program.
Companies with multiple worksites may have a program administrator at each worksite, as
long as this person is qualified and retains the accountability and responsibility for the
day-to-day operation of the specific program for that site. Alternatively, a company may
opt to have one program administrator for several sites and/or one program for several
similar sites as long as the program contains the necessary elements and addresses the
hazards at those sites.
- Inspection Guidelines. The extent of training or experience required for the
program administrator will vary based on the complexity of the respiratory hazards in the
workplace. Where significant program deficiencies are discovered, compliance officers
should discuss questions about the program with the program administrator to determine how
familiar she or he is with respirators, the hazards in the workplace, respirator use in
the facility, the respirator standard and the company's respirator program.
- Selection of Respirators and Hazard Evaluation-1910.134(d): The employer
is required to select and provide an appropriate respirator (NIOSH certified) based on the
respiratory hazard(s) present in the workplace. The employer must identify hazardous
airborne contaminants that employees may inhale and make a reasonable estimate of employee
exposures in determining the appropriate respirator for employees to use. Oxygen deficient
atmospheres and those atmospheres that are not or cannot be estimated must be treated as
IDLH environments. Where a contaminant is regulated by a substance-specific standard that
requires monitoring, failure to monitor in accordance with the standard's terms would be
cited under that standard. For other contaminants, although the most reliable and accurate
method to determine exposure is to conduct personal air monitoring, it is not explicitly
required by the respirator standard. Instead, other means can be used to estimate
workplace exposures. Acceptable means include:
- Use of objective data - this is the use of data obtained from industry studies, trade
associations, or from tests conducted by chemical manufacturers which demonstrate that air
contaminants cannot be released in the workplace in airborne concentrations that are IDLH.
The objective data shall represent the highest contaminant exposures likely to occur under
reasonably foreseeable conditions of processing, use, or handling. The employer must
document the use of objective data as part of their written program.
- Application of mathematical approaches - the preamble to the final rule (p. 1199) states
that employers can use data on the physical and chemical properties of air contaminants,
combined with information on room dimensions, air exchange rates, contaminant release
rates, and other pertinent data including exposure patterns and work practices to estimate
the maximum exposure that could be anticipated in the workplace.
- As a continuing practice, employers are required to identify hazards as a result of
changes in the workplace such as a change in equipment, process, products, or control
measures that could result in new exposures. Appropriate respirators should be provided as
necessary.
- Inspection Guidelines. The CSHO should closely scrutinize the employer's estimate
of employee exposure and determine if the hazard assessment is based on appropriate data
and reliable information. OSHA personnel have considerable experience evaluating air
monitoring data for representativeness of the sample and reliability and accuracy of data.
Where objective data are used in the workplace to determine employee exposure, the data
must have been obtained under conditions which closely resemble the process, types of
materials, control methods, work practices, and environmental conditions.
In regards to mathematical predictive equations, their use should be limited to
situations where workplace factors, such as contaminant release and ventilation system
performance, are fairly constant over the work shift and predictable. The results should
incorporate reasonable safety factors and be interpreted conservatively. CSHO's must
exercise a great deal of professional judgement in concluding if the mathematical approach
provides appropriate guidance. (e.g., The methylene chloride standard forbids the use of
APR's for protection against methylene chloride and would supercede any model which
predicts a changeout time for this chemical.)
The CSHO should examine the employer's Hazard Communication Program for further
information on existing respiratory hazards in the workplace.
The Hazard Communication Standard requires employers to inventory the hazardous
chemicals in their workplace and to maintain copies of material safety data sheets (MSDS)
for each hazardous chemical. In a similar manner under the respirator standard, the
employer must examine the workplace and determine if the quantity, circumstances, and use
of the hazardous chemicals require further evaluation for respiratory hazards. MSDSs
contain information such as physical and chemical characteristics and hazards, primary
route(s) of entry, and generally applicable control measures. Some MSDSs include some
recommendations on appropriate respiratory protection.
For those chemicals that do present a potential respiratory hazard, employers can
contact the chemical manufacturer for additional information on predicted exposure levels
and methods to further control worker exposure.
The CSHO should be aware of the potential for an emergency situation and the type of
respirators selected. The employer must provide the appropriate emergency escape
respirator in the immediate work area for employee use and address emergency use
respirators in the written respirator program.
The CSHO should also investigate, through routine employee interviews, what actions the
employer has taken to re-evaluate employee exposure when employees have made health
complaints to determine if appropriate action has been taken to address a respiratory
hazard.
Respirators required to be used in the workplace must be NIOSH-approved and appropriate
for the hazard. Part 84 respirators with an "N" designation should not be used
in work settings where oil aerosols are generated, while those with an "R"
designation should be used for only one shift when oil is present. Respirators with a
"P" designation may be used for more than one work shift, even when oil is
present. Employers must follow respirator manufacturer's recommendations.
- Citation Guidelines. If the employer has not made any effort to assess the
respiratory hazards, and there is potential for an overexposure, the CSHO should cite
section (d)(1)(iii). The extent to which the employer explored ways to reasonably estimate
exposures must be evaluated at each worksite.
Inappropriate respirators [(d)(1)(i)] should be cited when the CSHO documents an
overexposure is possible, and a suitable respirator is not being used for protection
against that exposure . Unapproved [(d)(1)(ii)] respirators can be cited even where an
overexposure has not been established.
- (d)(3)(iii)(B) Air-purifying Respirators for Protection
Against Gases and Vapors on Atmospheres That Are Not IDLH - If a cartridge/canister
air purifying respirator for the protection against gases and vapors does not have an
ESLI, then the employer must implement a cartridge/canister change schedule based on
objective information that will ensure the cartridges/canisters are changed before the end
of their service life. The purpose of a change schedule is to establish the time period
for replacing respirator cartridges and canisters; this is critical to preventing
contaminants from respirator breakthrough, and thereby over-exposing workers. Data and
information relied upon to establish the schedule must be included in the respirator
program. The requirements for several of OSHA's chemical specific standards already
address this issue and have been retained. These include:
a. |
Acrylonitrile 1910.1045(h)(2)(ii) |
end-of-service life or end of shift (whichever occurs first) |
b. |
Benzene 1910.1028(g)(2)(ii) |
end-of-service life or beginning of shift (whichever occurs first) |
c. |
Butadiene 1910.1051 (h)(2)(ii) |
every 1, 2 or 4 hours dependent on concentration according to Table 1 and
at beginning of each shift |
d. |
Formaldehyde 1910.1048 (g)(2)(ii) - |
for cartridges every three hours or end of shift (whichever is sooner);
for canisters, every 2 or 4 hours according to the schedule in (g)(3)(iv) |
e. |
Vinyl chloride 1910.1017(g)(3)(ii) |
end-of-service life or end of shift in which they are first used
(whichever occurs first) |
f. |
Methylene chloride -
1910.1052 (g)(2)(ii) |
canisters may only be used for emergency escape and must be replaced after
use. |
Change schedules for all other gases and vapors must be established and implemented by
the employer. OSHA has stated in the preamble to the final rule that the employer is not
required to research and analyze experimental breakthrough data, but may obtain
information from sources who have expertise and knowledge that can help the employer to
develop reasonable change schedules. The new standard prohibits the use of warning
properties as the sole basis for determining change schedules. However respirator users
should be trained to understand that abnormal odor or irritation is evidence that
respirator cartridges need to be replaced. Where an effective change schedule is
implemented, air-purifying gas and vapor respirators may be used for hazardous chemicals,
including those with few or no warning properties.
- Inspection Guidelines - OSHA understands that new or existing objective data
could be presented in a variety of formats and from a number of different sources. CSHOs
should approach the evaluation of this requirement with professional judgement and
flexibility. There are a number of factors that influence the service life of a cartridge.
Some of the more significant factors include: the contaminant's chemical properties,
temperature, humidity, contaminant concentration, work rate (breathing rate) of the
respirator user, variability of respirator cartridges between manufacturers, and the
presence of multiple contaminants. To ensure fair and reasonable enforcement of this
provision, the following guidelines are presented to assist the CSHO in determining
compliance with this provision.
- Availability of Objective Data: Ascertain if there are sources of objective data for the
particular make and model of the respirator cartridge/canister and if this data is
sufficient to implement change schedules. Typical sources would include: respirator
manufacturers, industry organizations, trade associations, professional societies,
chemical manufacturers (MSDS), academic institutions, and ad hoc committees. The CSHO
should determine if the employer has access to adequate information to comply with this
provision. For a list of some options that employers may use in developing their change
schedules, refer to Appendix A.
- Use of Inappropriate Respirator Cartridge/canister: Determine if the air purifying
respirator is appropriate for the contaminant present in the workplace. In some cases, the
breakthrough time may be so rapid (minutes) that air purifying respirators are not
feasible and supplied air respirators should be used. CSHOs should consult respirator
manufacturers and other reference material for this information.
- Change Schedules For Mixtures: Establishing cartridge service life for mixtures of
contaminants is a complex task and one that requires considerable professional judgement
to create a reasonable change schedule. Cartridge service life for mixtures is best
determined using experimental methods. Change schedules are very difficult to develop for
mixtures using predictive mathematical models.
The change schedule for a mixture should be based on reasonable assumptions that
include a margin of safety for the worker wearing the respirator. Where the individual
compounds in the mixture have similar breakthrough times (i.e. within one order of
magnitude), service life of the cartridge should be established assuming the mixture
stream behaves as a pure system of the most rapidly migrating component or compound with
the shortest breakthrough time (i.e., sum up the concentration of the components). Where
the individual compounds in the mixture vary by 2 orders of magnitude or greater, the
service life may be based on the contaminant with the shortest breakthrough time. OSHA
believes that an approach such as this reflects good health and safety practice where
neither objective or experimental data is available for the mixture.
OSHA believes that change schedule information will become more available to the
respirator user community and will evolve in quality. The CSHO should review the written
respiratory protection program to ensure that it describes the information and data relied
upon and the basis for the canister and cartridge change schedule and the basis for
reliance on the data as required by the standard. Again, CSHOs should exercise judgement
in evaluating mathematical models, rules of thumb, experimental data, use of analogous
chemical structures, and other reasoned approaches.
- Chemical Contaminant Migration: CSHO's should be aware that some contaminants have a
tendency to migrate through cartridge/canister sorbent material during periods of storage
or non-use. This is characteristic of the contaminant-carbon bed interaction for organic
chemicals with boiling points below 65 Centigrade and would predictably shorten
breakthrough times. In cases where respirators are used for multiple days this could
present an additional exposure to the respirator user. Where contaminant migration is
possible, respirator cartridges/canisters should be changed after every workshift where
exposure occurs unless the employer has specific objective data to the contrary
(desorption studies) showing the performance of the cartridge in the conditions and
schedule of use/non-use found in the workplace.
- Citation Guidelines. If the employer has or could have had the knowledge
available to implement change schedules and had done little or nothing to determine
accurate change schedules, (d)(3)(iii)(B) should be cited. For citation purposes, the CSHO
should document the purpose of respirator use, make and model of respirator(s),
identification and concentration of contaminant (s), duration of use, exposure to a
mixture of contaminants and any other relevant user and workplace factors.
- Medical Evaluation - 1910.134(e): Employers must provide a medical
evaluation to determine each employee's fitness to wear a respirator. The evaluation must
be provided before the initial fit-testing and before the respirator is used for the first
time. Medical evaluations consist of the administration of a medical questionnaire, which
is found in the mandatory Appendix C of the standard, or provision of a physical
examination that elicits the same information as the questionnaire for the employee. An
employer, who opts to provide physical examinations to his or her employees, need not also
administer the medical questionnaire. These evaluations are required for all
respirator users except for employees who voluntarily use dusts masks and for those whose
only respirator would be the use of escape-only respirators. SCBA's are not considered
escape-only respirators. Employees who refuse to be medically evaluated cannot be assigned
to work in areas where they are required to wear a respirator.
Where employers use a transient workforce, (e.g., temporary or construction workers),
the employer may accept the written medical recommendation of the employee's ability to
use a respirator as determined by their previous employer's PLCHP only if the work
conditions and type and weight of the respirator remains the same and appropriate for use
at their new work site. In this situation, the employer must obtain from the previous
employer a copy of the PLCHPs written recommendation.
Section (e)(2)(ii) requires the employer to obtain the information required in the
questionnaire or provide the initial examination prior to performing fit testing of
employees and prior to requiring the employee to wear the respirator in the workplace.
When using the questionnaire, the employer may not change the wording of questions in Part
A , if the form is being used as the sole means to evaluate employees. The Physician or
other Licensed Health Care Professional (PLHCP) may add questions to the questionnaire
that could assist in determining whether the employee can perform the work while wearing
respiratory protection.
In order to maintain strict confidentiality of the information obtained in the
questionnaire, the employer's role is limited to distributing the blank questionnaire to
the employee for him or her to fill out, or providing it to the PLHCP, who will administer
the questionnaire to the employee. If the employer provides the questionnaire to the
employee, an addressed and postage-paid envelope should also be provided for the employee
to mail it to the PLHCP. The questionnaire and findings may also be maintained by the
employer's medical office, if the health office is administratively separate from the
employer's central administration offices.
If the employer does not have or chooses not to use an in-house medical staff,
arrangements must be made for a physician or other licensed healthcare professional
(PLHCP) to perform the medical evaluations. The PLHCP may be a physician, a registered
nurse, a nurse practitioner, a physician assistant, or other licensed health care
professional acting within the scope of his or her state license, registration, or
certification. The PLCHP must be legally permitted by his or her professional license to
conduct the type of medical evaluation required by the respirator standard. Scope of
practice for non-physician PLCHPs will vary from state to state. All PLCHPs who
participate in any aspect of the medical evaluation must be practicing within the scope of
their license. For assistance in determining which state licensing board or agency to
contact to determine a PLCHP's legally permitted scope of practice, the CSHO can contact
the Directorate of Technical Support in OSHA's National Office.
The employer must ensure that the questionnaire is administered in such a manner that
employees can understand the content and the confidentiality of the record is maintained.
Where the employee cannot understand English, the employer must have the questionnaire
translated into the employee's language either through a translator or a translated
written copy. The questionnaire has been translated into Spanish and is available on
OSHA's homepage (www.osha.gov) in the Respirator Q & A Document. In cases where the
employee cannot read, the employee can request someone other than the employer to orally
read them the questionnaire or the PLHCP may obtain through an interview or examination
the same information requested on the medical questionnaire.
- Inspection Guidelines. The CSHO should determine if the requirements of paragraph
(e) are being met by interviewing a number of employees and asking if they have been
provided with a confidential evaluation of their ability to wear a respirator, either by
the administration of the medical questionnaire or by physical examination. Compliance
officers should determine what mechanism the employer is using to ensure that the employer
does not see the answers to the questionnaire in order to maintain confidentiality. The
CSHO can verify that these medical evaluations have in fact been conducted by asking the
employer to see the written recommendation of the employee's ability to use a respirator.
The employee should have also received a copy. The recommendation must contain only the
information required by subparagraph (e)(6).
The CSHO should determine what supplemental information was given to the PLHCP by the
employer. This can be done through interviewing the PLHCP or reviewing documentation from
the employer. If the employer is relying on a medical evaluation for the employee from a
previous employer (which is allowed only when the employer uses a transient workforce),
the CSHO should determine that the work conditions and respirator remained the same.
If the CSHO suspects the employee(s) did not receive a medical evaluation or have not
answered the questionnaire honestly (e.g., been "coached" by the employer on how
to respond to the mandatory questions from Appendix C), then the CSHO should ask to
interview the PLHCP. If this interview still results in questions, the CSHO may wish to
obtain a Medical Access Order and review the actual medical questionnaire and/or the
physical examination records where necessitated by this paragraph of the rule.
The CSHO should also ensure that any required physical examinations have in fact been
conducted, as per (e)(3) and (e)(7). A positive answer to any question in Part A, Section
2, Questions 1-8 (also questions 10-15 for SCBA and full-face respirator users) requires a
follow-up by the PLCHP. The PLCHP may evaluate positive responses through consultation
with the employee to determine if the positive response is not relevant to the employee's
ability to wear a respirator or if further physical examination is necessary (e.g., brief
smoking history in the past, as compared to current heavy smoker status).
If questions arise regarding the issue of qualifications of the PLHCP, the CSHO should
inquire with the state licensing board or the applicable registration or certification
agencies in that state to ensure that the PLCHP is acting within the scope of his or her
practice.
- Citation Guidelines: If medical evaluations are not provided, a violation of
(e)(1) exists. If the PLHCP designated by the employer is not operating within the scope
of their license or their license has expired or is invalid, the employer should be cited
under paragraph (e)(2)(i) for choosing an inappropriate PLHCP.
- If the employer's medical evaluation does not obtain the mandatory information required
in Part A, Sections 1 and 2 of Appendix C, then a violation of (e)(2)(ii) exists.
- If the PLHCP is not provided with the appropriate supplemental information, a violation
of (e)(5) exists.
- Fit Testing-1910.134(f): Fit testing is required for all employees using
negative or positive pressure tight-fitting respirators, where such respirators are
required by OSHA or where the employer requires the use of such a respirator. A fit test
is not required for voluntary users or for escape-only respirators.
The fit test must be performed before the respirator is used in the workplace. It must
be repeated at least annually and whenever a different respirator facepiece is used or a
change in the employee's physical condition could affect respirator fit. If the respirator
subsequently becomes unacceptable (i.e., causes irritation or pain to the employee) to the
employee, the employee must be given the opportunity to select a different respirator
facepiece and be retested.
Qualitative Fit-Testing (QLFT) may be used to fit test negative pressure air-purifying
respirators, if they will only be used in atmospheres less than ten times the PEL, since
existing evidence only validates the QLFT protocols listed in Appendix A to identify
respirators that achieve a fit factor of 100. For greater concentrations, Quantitative
Fit-Testing (QNFT) must be used. When quantitative fit-testing is used, all
full-facepiece respirators must meet or exceed a fit factor of 500, while quarter - and
half-mask respirators must meet or exceed 100. For all positive pressure,
atmosphere-supplying respirators, either qualitative or quantitative fit testing may be
used. While atmosphere-supplying respirators are fit-tested in the negative pressure mode,
these respirators are most often used as positive pressure respirators in the workplace.
Positive pressure atmosphere-supplying respirators that pass the QLFT or QNFT fit test may
be used at the higher protection factors assigned these respirators. See Table 1 for a
summary.
- Inspection Guidelines. The CSHO should determine which protocol was used for fit
testing and if all employees who are wearing tight-fitting respirators have been
fit-tested in the last twelve months for the respirator they are wearing. Fit testing
procedures should be discussed with the program administrator. If fit testing is being
performed, the CSHO should observe the company's procedures and evaluate their adherence
to the prescribed protocol.
- Where employees move from job to job within the year (e.g., temporary or construction
workers), their fit test need not be repeated, if the employer obtains a copy of the
original fit test record and the same respirator make, model and size is available and
appropriate for use at their new work site.
- Citation Guidelines. Fit test records should be reviewed. If no fit test record
is found it must be determined if they were not maintained [(m)(2)(ii)] or the test was
not performed [(f)(2)] and cited accordingly. For not following prescribed protocol, cite
(f)(5). Using QLFT for negative pressure APR's used in atmospheres greater than 10 times
the PEL would be cited as (f)(6).
- If fit testing was done by a previous employer within the required time, but no fit test
record was obtained by the current employer, a citation for (m)(2) should be issued.
- If the CSHO determines the fit testing was not appropriate for the present respirator
usage, citations for the appropriate requirements of paragraph (f) should be issued.
Table 1 Acceptable Fit-Testing Methods |
|
QLFT |
QNFT |
Half-Face, Negative Pressure, APR (<100 fit factor) |
Yes |
Yes |
Full-Face, Negative Pressure, APR (<100 fit factor) used in atmospheres up to 10
times the PEL |
Yes |
Yes |
Full-Face, Negative Pressure, APR (>100 fit factor) |
No |
Yes |
PAPR |
Yes |
Yes |
Supplied-Air Respirators (SAR), or SCBA used in Negative Pressure (Demand Mode)
(>100 fit factor) |
No |
Yes |
Supplied-Air Respirators (SAR), or SCBA used in Positive Pressure (Pressure Demand
Mode) |
Yes |
Yes |
SCBA - Structural Fire Fighting, Positive Pressure |
Yes |
Yes |
SCBA/SAR - IDLH, Positive Pressure |
Yes |
Yes |
Mouthbit Respirators |
Fit-testing Not Required |
Loose-fitting Respirators (e.g., hoods, helmets) |
- Use of Respirators - 1910.134(g): Employers must establish and implement
procedures for the proper use of respirators. These procedures include prohibiting
conditions that may result in facepiece leakage, preventing employees from removing
respirators in hazardous environments, ensuring continued respirator operation throughout
the shift, and establishing procedures for the use of respirators in IDLH atmospheres.
- Facepiece Seal Protection (g)(1):
- Inspection Guidelines - The CSHO should be alert for the presence of facial hair
(more than one day's growth) that comes between the sealing surface of the respirator and
the face as well as other conditions that could result in facepiece seal leakage or
interfere with valve function of tight-fitting respirators, such as the presence of facial
scars, the wearing of jewelry, or the use of headgear that projects under the facepiece
seal. Corrective glasses or goggles or other personal protective equipment (such as
faceshields, protective clothing, and helmets) must not interfere with the seal of the
facepiece to the face of the user. If employees wear other safety equipment with their
respirators, the employee must pass an appropriate fit test while wearing the equipment to
determine if it interferes with the seal.
Employees should be observed to determine if the seal check procedures are being
performed each time the respirator is donned. The procedure used must be one listed in
Appendix B-1 or recommended by the manufacturer if the employer demonstrates it is as
effective as those listed in Appendix B-1. Alternative seal checks must be based on
scientific studies. [The face fit is considered satisfactory if a slight positive pressure
can be built up inside the facepiece when the exhalation valve or surface is covered, the
user exhales gently, and there is no evidence of outward leakage at the seal. The negative
check requires covering the inlet opening or surface, inhaling gently, and having the
facepiece remain in a slightly collapsed condition with no inward leakage of air
detected.]
- Citation Guidelines - CSHO should cite (g)(1)(i)(A) when employees' facial hair
comes between the sealing surface of the facepiece and the face or interferes with valve
function; (g)(1)(i)(B) when any other condition except for those listed in (g)(1)(ii)
interferes with the face-to-facepiece seal; (g)(1)(ii) when the employee is wearing
equipment (e.g., glasses, goggles, helmets, etc.) that affects the face-to-facepiece seal,
but was not worn during fit testing; (g)(1)(iii) if user seal checking is not being
performed or the employer has not demonstrated that the procedures used are those listed
in or as effective as those in Appendix B-1. This paragraph should not be cited in
voluntary use situations, if overexposures are not found.
- Continuing Respirator Effectiveness (g)(2):
- Inspection Guidelines - The employer is required, by paragraph (c)(1)(ix), to
address in its written program the type of regular surveillance of the workplace necessary
to evaluate the effectiveness of the respirator program. The surveillance procedures may
include continuous or periodic monitoring, on-site observations, and notation of problems.
The intensity of the surveillance should be tailored to the hazards present in the
workplace. Highly hazardous substances that pose acute respiratory hazards merit a higher
degree of surveillance.
Section (g)(2)(ii) requires that employers ensure that employees leave the
respirator-use area to correct certain problems associated with respirator use, including
the detection of contaminant breakthrough, and to replace the respirator or its filters or
cartridges. Employees should be interviewed [e.g., What do you do if you notice a leak? ]
to determine whether there are any policies or actions which would prohibit or impede them
from leaving the area should they have significant problems with their respirators or
which impede the replacing of filters or cartridges. Paragraph (g)(2)(iii) is designed to
prevent employees from reentering a workplace after leaving because of a significant
respirator failure without first assuring the proper functioning of the respirator.
- Citation Guidelines - The CSHO should cite (c)(1)(ix) if the written procedures
are inadequate to identify problems or changes; (g)(2)(i) if the routine surveillance of
the work conditions is not performed; the appropriate section of (g)(2)(ii)(A), (B) or
(C), if prohibitions to leaving an area are identified or if employees fail to leave the
area when the standard requires them to do so; (g)(2)(iii) if employees are allowed back
into an area before the employer has replaced or repaired the respirator.
- Procedures for IDLH Atmospheres (g)(3):
- Inspection Guidelines - The employer must be prepared for emergency rescue or
respirator failure whenever employee(s) are working inside of an IDLH atmosphere. At least
one person must be on standby outside the IDLH atmosphere and maintain communication with
the person inside at all times. The standby person(s) must be trained and equipped to
provide an effective emergency rescue. Except in emergency situations, environments
containing IDLH atmospheres are frequently well enough characterized and controlled that a
single standby person can monitor the status of multiple entrants. The need for multiple
standbys should be evaluated in context with the ability of the standby personnel to meet
all their standby duties, including their ability to monitor the worker(s) in the area and
their ability to initiate effective rescue procedures. Planning is critical for effective
response to emergency situations through the development of specific emergency procedures.
These procedures should address how the employer will be notified when standby person(s)
outside of the IDLH atmosphere enter the IDLH atmosphere to provide emergency rescue and
what actions will be taken or assistance provided by the employer. Emergency procedures
must be developed and included in the employer's written respirator program.
For work performed outside of visual contact, voice, radio or signal line are
permitted. CSHOs should specifically review protocols for communication, rescue, and
notification for employees entering IDLH atmospheres. Communication protocols must be
established that allow the standby person to monitor entrant status and enable the
standby(s) to alert entrants of the need to evacuate the area. It is not sufficient to
rely on the employees in the IDLH area to call for help when needed.
Paragraph (g)(3) does not apply to IDLH atmospheres in a permit-required confined space
(PRCS) or to environments in which there is an uncontrolled release of a hazardous
substance. IDLH atmospheres in a PRCS are specifically addressed in the PRCS standard,
1910.146, and its accompanying directive, CPL 2.100. Environments in which there is an
emergency release of a hazardous substance are addressed in paragraph (q) of OSHA's
HAZWOPER standard, 1910.120 or 1926.65, and its accompanying directive, CPL 2-2.59A. In
facilities where an uncontrolled release of a hazardous substance could create an
emergency IDLH atmosphere, employers must follow the requirements of HAZWOPER paragraph
(q). These situations must be addressed in the employer's emergency response plan and the
response procedures must be consistent with that standard.
- Citation Guidelines - If an IDLH area meets the definition of a confined space,
then the requirements of 1910.146 would apply and the appropriate section of 1910.146
should be cited where deficiencies are noted. If the IDLH is a result of an uncontrolled
release of a hazardous substance, then the appropriate section of the HAZWOPER standard,
1910.120 should be cited. Otherwise, violations should be cited under the applicable
subparagraph of (g)(3). If adequate communication is not maintained between the entrants
and the standby personnel located outside the IDLH area, (g)(3)(ii) should be cited.
- Procedures for Interior Structural Firefighting, 1910.134(g)(4): This section
applies to private sector workers engaged in firefighting, including those working in
industrial fire brigades and private incorporated fire companies, and to Federal employees
under Section 19 of the Act. These or equivalent provisions apply to State and local
government firefighters only in the 25 States that operate OSHA-approved State plans which
are required to adopt an identical or "at least as effective" standard and
extend its coverage to public employees. (Coverage of volunteer firefighters in these
States varies by State and depends on State law.) The following guidance will have
applicability primarily in the State Plan States and in responding to general inquiries.
The provision is limited to workers performing an interior attack on an interior
structural fire. In Subpart L ( 1910.155), OSHA has defined "interior structural fire
fighting" to mean: "the physical activity of fire suppression, rescue or both,
inside of buildings or enclosed structures which are beyond the incipient stage."
This is firefighting to control or extinguish a fire in an advanced stage of burning,
producing large amounts of smoke, heat and toxic products of combustion. Firefighter
exposure during this activity is extremely hazardous. The atmosphere is considered IDLH
and the use of Self Contained Breathing Apparatus is required. By contrast, incipient
stage fire fighting involves the control or extinguishment of a fire in the initial or
beginning stage, using portable fire extinguishers or small hose lines without the need
for personal protective equipment. It is the incident commander's responsibility, based on
training and experience, to judge whether a fire is an interior structural fire, and how
it will be attacked.
OSHA has discussed this provision in a number of documents.
- Summarized below are some key points from those documents.
- There must always be at least two firefighters stationed outside during interior
structural firefighting, and they must be trained, equipped and prepared to enter if
necessary to rescue the firefighters inside. However, the incident commander has the
responsibility and flexibility to determine when more than two outside firefighters are
necessary given the circumstances of the fire. The two-in/two-out rule does not require an
arithmetic progression for every firefighter inside, i.e. the rule should not be
interpreted as 4-in-4-out, 8-in-8-out, etc.
- It is important that the CSHO recognize that life-saving activities in interior
structural fire fighting are not precluded by the standard. There is an explicit exemption
in the standard that if life is in jeopardy, firefighters have the discretion to perform
the rescue, and the "two-in/two-out" requirement is waived. There is no
violation of the standard under such life-saving rescue circumstances.
- The two-in/two-out provision is not intended as a staffing requirement. It does not
require fire departments to hire additional firefighters; it does not require four-person
fire companies; it does not require four persons on a fire truck. Most fire departments
have more than four firefighters and can assemble the numbers required on the scene by
waiting for others to arrive. During this time the fire may be attacked only from the
outside, sizing-up operations may occur, and emergency rescue necessary to save lives may
take place as discussed above. The "two-in/two-out" rule is a worker safety
practice requirement, not a staffing requirement.
- The standard allows one of the standby firefighters to have other duties such as serving
as the incident commander, safety officer, or operator of fire apparatus. However, one of
the outside firefighters must actively monitor the status of the inside firefighters and
may not be assigned additional duties. The second outside firefighter may be involved in a
wide variety of activities. Both of the outside personnel must be able to provide support
and assistance to the two interior firefighters; any assignment of additional duties for
one of the outside firefighters must be weighed against the potential for interference
with this requirement. Proper assignment of firefighting activities at an interior
structural fire must be determined on a case-by-case basis and is dependent on the
existing firefighting situation. Compliance will always depend on consideration of all the
worksite variables and conditions, and the judgement of the incident commander is critical
in meeting this performance standard.
- The two firefighters (buddies) entering an IDLH atmosphere to perform interior
structural firefighting must maintain visual or voice communication at all times.
Electronic methods of communication such as the use of radios shall not be substituted for
direct visual contact between the team members in the danger area. However, reliable
electronic communication devices are not prohibited and certainly have value in augmenting
communication and may be used to communicate between inside team members and outside
standby personnel.
- For further explanation refer to the preamble of the Respiratory Protection standard
(vol. 63, No. 5, 1245-1248) and the Respirator Question and Answer document (August 3,
1998). Both documents can be found at OSHA's Homepage - www.osha.gov.
- Inspection Guidelines - Section (g)(4) includes the requirements of (g)(3). The
first and critical step in evaluating an employers response using the two-in/two-out rule
is to determine if there was interior structural fire fighting activity. This
determination will require consideration of the factors existing at the time of the
firefighting action and the basis for the Incident Commander's finding. CSHO should seek
expert opinion from other authorities such as a state or local fire Marshall or other fire
protection professionals and should thoroughly interview affected personnel to document
the violation.
- Citation Guidelines - If the CSHO's investigation reveals that the two-in/two-out
rule was not followed during the interior attack of an interior structural fire and there
was no reasonable expectation that someone was in jeopardy inside the building, the CSHO
should cite (g)(4)(i) or (g)(4)(ii) as a serious violation. If adequate communication is
not maintained between the team inside and the standby personnel located outside the IDLH,
(g)(3)(ii) should be cited.
- Maintenance and Care of Respirators - 1910.134 (h)(1):Respirators must be
cleaned and disinfected as often as necessary to keep them in a sanitary condition. They
must be properly stored to prevent damage and contamination, inspected regularly and
repaired as necessary.
- Inspection Guidelines. To ensure that respirators are clean and in good working
order, the employer can have respirators cleaned and repaired in a centralized operation
where respirators are passed out to employees OR the employer may require the respirator
user to perform all cleaning and respirator maintenance functions. The CSHO should verify
that the procedures in the mandatory Appendix B-2 or an equivalent method specified by the
manufacturer are being followed and are performed by employees who are adequately trained
in the proper respirator care procedures. Respirators issued to more than one employee
must be cleaned and disinfected before being worn by another user. The use of
individually-wrapped cleaning towelettes may be used as an interim method in the cleaning
schedule for individually assigned respirators, but they must not be the only method in
place. During fit-testing, towelettes may also be used between employees being tested,
however these respirators must be thoroughly cleaned at the end of each day, using the
procedures in Appendix B-2.
The employer must ensure that respirators are inspected before each use and during
cleaning. The CSHO should observe the condition of the respirators being used in the
workplace. One or more respirators should be checked before employees enter, or as they
leave the respirator area. A minimally acceptable inspection procedure for ALL respirators
includes a check of respirator function, tightness of connections and the condition of the
various parts, including but not limited to, the face piece, head straps, valves,
connecting tube, and cartridges, canisters, or filters, and a check of the respirator's
elastomer parts for pliability and signs of deterioration.
SCBA's also require an inspection of the air and oxygen cylinders to assure that the
cylinder pressure is maintained at 90% of the manufacturer's recommended pressure level
and that the regulator and low pressure warning devices function properly. To assure that
both the regulator and low pressure warning devices function properly the warning device
must be activated and heard by the person performing the inspection. The CSHO should
interview the individual who is inspecting SCBA's to determine if these regulator and low
pressure warning devices are being activated according to the respirator manufacturer's
instructions.
The CSHO should also observe how respirators are stored in the workplace. Respirators
must be properly stored to protect them against physical damage, contamination, excessive
moisture, extreme temperatures, sunlight, and damaging chemicals. Emergency use
respirators must be stored in compartments OR in covers, both of which must be clearly
marked as containing the emergency respirators.
- Respirators That Are Available for Emergency Use: An inspection must be conducted
monthly for all emergency use respirators. The employer must certify in writing that an
inspection was performed. The certification must include the name (or signature) of the
person who made the inspection, the findings of the inspection, any remedial action, and a
serial number or other means of identifying the inspected respirator. The respirator must
also be checked before and after each use.
- Emergency escape-only respirators carried by employees must be inspected before being
taken into the workplace for potential use.
- Section (h)(4) Repairs: Defective respirators must be removed from service. A
respirator is defective if one or more of its components is missing, damaged, or visibly
deteriorated. The employer must develop some means to ensure defective respirators are not
used in the workplace. The employer can comply by placing an "out of service"
tag on the respirator to help ensure that the defective respirator is not inadvertently
used or by removing the respirator from the work area. An "appropriately
trained" person must be responsible for performing repairs or adjustments to
respirators.
- Inspection Guidelines. The CSHO must interview the employee(s) at the worksite
who repair respirators, and determine what training they have received. An appropriately
trained person is an individual who has received training from the manufacturer or
otherwise has demonstrated that he or she has the skills to return the respirator to its
original state of effectiveness. The training is performance-oriented, so it is acceptable
for the employee to have acquired the skills through practice rather than by attending a
formal training course. Repairs to reducing and admission valves, regulators, and alarms
must be done by a technician trained by the manufacturer.
- Only the respirator manufacturer's NIOSH-approved parts that are designed for the
particular respirator being repaired can be used to repair a respirator.
- CSHOs should cite for defective respirators not effectively being removed from service.
- Breathing Air Quality and Use 1910.134 (i): Compressed breathing air must
meet at least the requirements for Grade D breathing air. The ANSI/CGA G.7-1 - 1989
specifies the contents of Grade D breathing air as: oxygen (volume/volume) of 19.5 to 23.5
%; hydrocarbon (condensed) of 5 mg/m³ of air or less; carbon monoxide of 10 ppm or less;
carbon dioxide of 1,000 ppm or less; and the lack of a noticeable odor.
- Inspection Guidelines. If compressors are used to supply breathing air, the CSHO
should note the location of the compressor intake and ensure it is located in an area
uncontaminated by either combustion exhaust gases produced by vehicles or the compressor
itself (if applicable), or by other exhaust gases ventilated from plant processes. A tag
containing the signature of the person authorized by the employer to change the in-line
sorbent beds and filters and the date of the latest change must be maintained at the
compressor.
For air compressors that are not oil lubricated, a CO alarm is not required.
However, the employer is required to ensure that carbon monoxide levels in the breathing
air do not exceed 10 ppm. Some practical methods for ensuring that the carbon monoxide
level does not exceed 10 ppm include; placing the air intake for the compressor in an area
that the employer knows is free from contaminants; frequent or continuous monitoring of
the breathing air supply; the use of carbon monoxide filters; or the use of a high
temperature alarm or shut off devices.
If the employer is using an oil-lubricated air compressor, it must have either a carbon
monoxide alarm, high temperature alarm, or both. If only a high temperature alarm is used,
then the breathing air must be tested for the presence of carbon monoxide at intervals
sufficient to ensure that carbon monoxide levels do not exceed 10 ppm. The alarm must be
able to alert the users or another employee who knows to alert any respirator users.
If cylinders are used they must be marked with a NIOSH approval label. Cylinders of
purchased breathing air must have a certificate of analysis from the supplier that the
breathing air meets the required Grade D air and moisture content.
If compressed or liquid oxygen is used, it must meet the specifications for breathing
oxygen outlined by the United States Pharmacopoeia (USP). Compressed oxygen must not be
used for any respirators that previously used compressed air.
All breathing air couplings must be incompatible with those of non-respirable air or
other gases used at the site to prevent inadvertent servicing of air line respirators with
non-respirable gases or oxygen.
- Identification of Filters, Cartridges, and Canisters 1910.134 (j): The
employer must ensure that all canisters and filters are properly labeled and color coded
with the NIOSH approval label and that the label is not removed, obscured, or defaced
while in service. This requirement enables the employee using the respirator to check and
confirm that the respirator has the appropriate filters before the respirator is used and
also allows fellow employees, supervisors, and the respirator program administrator to
readily determine that the employee is using the appropriate filters.
- Inspection Guidelines. The CSHO should verify that properly labeled filters and
canisters are being used, and that the labels remain legible.
- Citation Guidelines. Date and time labels applied to the filters/cartridges
should not be considered violations, but the employer must obscure as little as possible
of the label to allow ready identification.
- Training and Information 1910.134 (k): The employer is required to provide
effective training to employees who wear respirators. Training must be provided prior to
an employee's use of a respirator in the workplace and must be comprehensive and
understandable. Training must recur annually, and more often if retraining appears
necessary to ensure safe use. The employer must ensure that each employee can demonstrate
a knowledge of all items in (k)(1)(i) thru (vii). Pre-testing may be used as a training
aid to determine extent of retraining required.
- Inspection Guidelines. The effectiveness of the training program can be evaluated
by determining how well employees understand how to use their respirators. If respirators
are improperly worn, missing parts, dirty, improperly stored, or the wrong cartridges are
being used, the compliance officer should interview the employee for knowledge of the
respirator requirements.
Employees should be interviewed to determine if they have received the required
training and the extent of that training. If the CSHO detects a trend in employee
responses that indicate training is not being conducted, or is conducted in a cursory
manner, a closer review of the training program is necessary.
Employees who voluntarily wear respirators must, at least, be given the information in
Appendix D.
- Citation Guidelines. Lack of training should be cited. Citations for insufficient
training should usually be based on several interviews that reveal a lack of understanding
of the respirator program. Lack of knowledge about the hazards for which the respirator is
being used, could also indicate a deficiency in the employer's Hazard Communication
training [1910.1200(h)].
- Program Evaluation 1910.134(l): The employer must conduct evaluations of
the workplace to ensure the written respiratory protection program is properly
implemented. The employer must observe and consult employees to determine if they have any
problems with the program and ensure that the respirators are used properly.
- Inspection Guidelines. The CSHO should evaluate how well the written respiratory
program is being implemented in the workplace. Observed deficiencies in the program and
evaluation procedures should be discussed with the program administrator to determine what
previous efforts she or he may have made to evaluate how well their program was working.
Deficiencies should also be discussed with employees to determine how long any deficiency
has existed and what requests or complaints about the respirator program if any they have
made to the program administrator. If the program administrator keeps a written
assessment, implemented changes may be considered as efforts toward improvement. Recent
changes in the workplace such as new processes should have been evaluated for necessary
respiratory program changes.
- Citation Guidelines. Multiple deficiencies found during the inspection,
especially long term deficiencies, could indicate inadequate program evaluation.
- Recordkeeping - 1910.134(m): For every employee required to wear a
respirator, the employer must establish and retain medical evaluations and fit-testing
records. Medical evaluation records must also be retained for employees who wear
elastomeric facepiece respirators. An employee's medical evaluation records must be made
available to the employee and to OSHA in accordance with 1910.1020. The employer must also
make an employee's fit-testing records available to that employee and to OSHA. The
standard does not intend for the employer to make an employee's medical or fit-testing
records available to any other individual unless that individual is the employee's
"designated representative" as defined in 1910.1020(c)(3).
- Inspection Guidelines. Even though the employer must ensure the medical
evaluations are maintained, the actual medical evaluations will normally be maintained
with the PLHCP, not the employer. Alternatively, the company nurse or doctor may maintain
these files, but only medical confidentiality is maintained. The employer must retain a
record of the medical evaluation which includes the PLHCP's written recommendation. If an
employee states she or he has not had a medical evaluation, the CSHO should check if a
medical evaluation record is on file.
Fit test records must be kept until the next fit test is administered. Each fit test
record must contain the employee identification, type of fit test, date last tested, the
results of the test, and the make, model and size of the respirator tested. The CSHO
should review these records to verify that fit-testing is being done annually and confirm
that the fit-tested respirators are the same models and sizes as those observed in the
workplace.
The CSHO should also check on the availability of the written program.
- Citation Guidelines. If a medical evaluation record cannot be found, it must be
determined whether the record was not maintained or the evaluation was not performed. If
not maintained, (m)(1) would normally be cited. If no record can be found and the employee
confirms an evaluation was not performed, then (e)(1) would be cited.
Lack of a fit test record or lack of information on a fit test record would be cited
under (m)(2). If an employee is wearing a respirator different from that found in his fit
test records then (f)(2) should be cited. Improper fit testing procedures would similarly
be cited under the appropriate subparagraph in (f).
- Dates 1910.134 (n): The final standard became effective April 8, 1998. By
September 8, 1998, the employer must have evaluated the workplace to determine if
respirator use is required. Compliance with all provisions is required no later than
October 5, 1998.
- Appendices: All appendices are mandatory.
- Appendix A details fit testing protocols [see paragraph (f)(5)].
- Appendix B-1 details User Seal Check Procedures [see paragraph g(1)(iii)].
- Appendix B-2 details Respirator Cleaning Procedures [see paragraph (h)(1)].
- Appendix C is the OSHA Respirator Medical Evaluation Questionnaire [see paragraph
(e)(2)].
- Appendix D is Information for Employees Using Respirators When Not Required Under the
Standard. This appendix must be provided to all employees who voluntarily use respirators.
[see paragraph (c)(2), (k)(6)]
- Interface with Other Standards.
- PEL Overexposures. Overexposures to Permissible Exposure Limits will usually be linked
to compliance with the respirator standard. Most of these PEL's are listed in Tables Z1-
Z3 in 1910.1000 and Appendix A in 1926.55.
- Standards Regulating Toxic Substance Exposure. A number of industry-specific standards
and substance-specific standards regulating exposure to toxic substances have been
affected by the new respirator revisions. Many paragraphs from these standards that
addressed respirator use, selection, and fit testing were deleted and now refer to the
provisions in 1910.134. Violations will now be cited under the appropriate paragraphs of
1910.134.
- Medical Records Access. The Access to Employee Exposure and Medical Records Standard (29
CFR 1910.1020 ) requires that employees have access to all medical and exposure records
generated under this standard.
- Classification and Grouping of Violations. The
procedures in chapter III of the Field Inspection Reference Manual (FIRM) should be
followed. The FIRM describes the circumstances, such as proposing Willful or Criminal
violations, where the CSHO or AD may need to consult the Region or the Solicitor's office.
The Citation Policy for Paperwork and Written Program Requirement Violations, CPL 2.111 ,
should be reviewed for guidance when citing the written program.
- Authorization to Review Limited Medical Information.
Appropriately qualified compliance personnel are authorized to review medical records and
medical opinions pertinent to compliance with the Respiratory Protection Standard. There
are four directives that address the limitations and procedures which are to be followed.
They are OSHA Instruction(s) CPL 2-2.30 (Authorization to Review Medical Opinions); CPL
2-2.32 (Access to Biological Monitoring Results); CPL 2-2.33 (Written Access Orders); and
CPL 2-2.46 (Authorization to Review Specific Medical Records). In general, each of these
instructions defines "qualified compliance personnel" as a field-qualified
Industrial Hygienist who is at the journeyman level or a professional with specific
training or experience in medical disciplines. When inspections are conducted by teams,
the Team leader should ensure that a team member is so qualified.
- Training for OSHA Personnel.
- CSHO Experience. For all inspections on a site where respirators are used and the
exposures are expected to be above the 8-hour TWA or the STEL, only experienced and
properly trained CSHOs shall perform the on-site evaluations. CSHOs are expected to be
knowledgeable of the:
- Potential hazards which may be encountered at the site,
- Contents of the Respiratory Protection standard,
- Appropriate PPE to be worn. Each CSHO who will be expected to use PPE must be trained in
the proper care, use, and limitations of the PPE.
Instructions for the use of respiratory protection by CSHO's are contained in OSHA
Instruction CPL 2-2.54. The CSHO should closely review and examine all the data available
on site concerning the exposures or potential exposures in this particular location. If
the employer cannot supply adequate data to support the selection of the types of
respirators that are in use, the CSHO must not enter the areas where respirators are in
use. If the hazard determination performed by the employer has been completed in
accordance with the standard, the CSHO must don the appropriate respirator required in
that work-site prior to the walkaround in areas where respirators are required.
- Emergency Procedures. For all inspections on a site where OSHA personnel are
investigating an emergency that involves hazardous substances, the CSHO must be
knowledgeable of:
- Appropriate training required by 29 CFR 1910.120, or any applicable annual refresher
training;
- The ARA for Technical Support must be consulted for assistance in determining the
appropriateness of SCBA use by CSHOs.
- Medical Examinations for OSHA Personnel.
- Regional Administrators and Area Directors are responsible for implementing the CSHO
Medical Examination program in accordance with OSHA Instruction, PER 8-2.5. This medical
evaluation is more stringent than what is required by the revised Respiratory Protection
Standard.
- Many of the hazards that CSHO's may encounter are already regulated by the medical
surveillance requirements in other OSHA standards. CSHOs who are required to wear any
respiratory protection and Level A or B PPE must be medically cleared via the CSHO
Physical Examination procedures.
- Protection of OSHA Personnel. The paramount concern
addressed in this section is the protection of the CSHO. Compliance Officers are reminded
about Agency policy that requires that appropriate personal protective equipment be used
when exposed to a hazard. When and if a CSHO is not adequately protected by the use of
appropriate PPE, the CSHO should stay out of the contaminated area to avoid being
overexposed to any hazardous substance.
- Personal Protective Equipment (PPE).
- Regional Administrators and Area Directors must ensure that appropriate PPE is available
for the CSHO.
- Respirators must be selected in accordance with 1910.134.
- Eye and face protection must meet the requirements of 29 CFR 1910.133.
APPENDIX A.
CHANGE SCHEDULES GUIDE - A LISTING OF METHODS
A brief description of some currently available approaches or methods for respirator
cartridge change schedules is presented below. The CSHO should assess the "Good
Faith" efforts of the employer on a case by case basis and contact appropriate
regional OR National office staff for guidance, as necessary. This is not intended to be
an exhaustive list, but a summary of some reasonable methods that an employer may take in
creating a change schedule. No matter which method is used, the employer must maintain any
data used in making their decision as part of their program.
Manufacturers Objective Data: Respirator cartridge model-specific objective data
that is available from the manufacturer or through a distributor may be used to establish
change schedules. Objective data may be presented in tabular or graphical format or simply
provided verbally over a manufacturer's telephone help line. Some manufacturers have
developed elaborate computer programs available on the Internet that provide the necessary
objective data to the user.
Experimental Methods: Experimental breakthrough-time data from a laboratory
based on worst case testing of simulated workplace conditions. This method can provide
fairly accurate service life data compared to other available methods.
Mathematical Predictive Modeling: One tool that has demonstrated value is the
use of mathematical modeling based on predictive equations. These models are typically
complex and require considerable expertise to apply. They also require some proprietary
information from the respirator manufacturer. OSHA fully supports the further development
and validation of these models. The agency believes that respirator manufacturers may be
in the best position to apply them to their products.
Analogous Chemical Structures: Employer would rely on service life values from
other chemicals having analogous chemical structure to the contaminant under evaluation
for breakthrough. Or in some cases a chemical with known migration may reasonably be
anticipated to act as a surrogate for a similar chemical that would have less rapid
migration (e.g., an employer could assume that a heavier, less volatile compound than
another in the same chemical series that had been tested for breakthrough would
breakthrough no faster than the latter compound, such as benzene versus toluene.) The use
of this method requires a substantial amount of judgement and assumption of similar
chemical properties. The use of analogous chemical structures should be infallible as long
as objective data or information for lower molecular weight compounds is used to predict
the breakthrough times for higher molecular weight analogues containing only additional
methyl or phenyl groups. Data from higher molecular weight groups should not be used to
predict the behavior of analogous substances with lower molecular weight. This approach
relies heavily on experimental data and expert analysis. This method may be less accurate
than others and should be used only when better information is not available.
Workplace Simulations: Unvalidated methods exist or are under development where
the respirator cartridge is tested in the workplace in "real time" and under
actual conditions of use. Simple designs have been informally described to the agency.
Workplace air during representative conditions is drawn over the cartridge at a rate
approximating normal breathing at a higher work rate. An air sampling/analytic device
would be placed on the other side of the filter to measure the time of breakthrough.
Employers could incorporate this type of testing into their air monitoring program using
sampling strategies established in their workplace. In theory, these approaches should be
an accurate method for determining change schedules and could accommodate fluctuating
conditions of humidity, concentration, etc., to allow less conservative schedules that
utilize a larger fraction of the true service life.
Rules of Thumb: Generalized rules or guidance can be generated from experimental
work. Presented below is a rule of thumb for estimating organic vapor service life found
in Chapter 36 of the American Industrial Hygiene Association publication
"The Occupational Environment Evaluation and Control".
*If a chemical's boiling point is >70 C and the concentration is less than 200 ppm
you can expect a service life of 8 hours at a normal work rate.
Note: This first rule of thumb needs further review.
* Service life is inversely proportional to work rate.
* Reducing concentration by a factor of ten will increase service life by a factor of
five.
* Humidity above 85% will reduce service life by 50%.
These generalizations should only be used in concert with one of the other methods of
predicting service life for specific contaminants.
INDEX
5(a)(1)
administrative controls
air compressor
air-purifying
Appendix C
Appendix D
appropriate
carbon monoxide
cartridge
change schedule
confidentiality
construction
cost
elastomeric
emergency
engineering
escape
examination
exposure limit
facial hair
filtering facepiece
firefighting
fit
fit test
gases
Grade D
HEPA
IDLH
incipient
licensing board
maintenance
medical
N95
NIOSH
objective data
oil
oxygen deficient
PAPR
particulate
permissible exposure
physician
PLCHP
program administrator
protocols
QLFT
quantitative
questionnaire
rescue
SCBA
scope
seal check
training
tuberculosis
two-in/two-out
user seal
vapors
voluntary use
warning properties
written program |